Attachment 3

  

 

 UNIVERSITY of CONNECTICUT HEALTH CENTER

 

 Summary - Methods of Compliance

                                                                          

 

 Index      

         

 Paragraph Subject Page
1. General  1
2. Engineering and Work Practice Controls 1
3. Personal Protective Equipment  3
4. Housekeeping 5
  a.  Written Schedule for Cleaning/Decontamination 5
  b.  Decontamination 5
  c.  Regulated Medical Waste 6
  d.  Laundry  7
5. Communication of Hazards to Employees 8
   a.  Labels and Signs 8
  b.  Information and Training 10
6. Hepatitis B Vaccination (HBV) 12
7. Packaging/Shipping of Specimens  12

                                                                                                                             

 

 

1.              General

 

Universal precautions shall be observed to prevent contact with blood or other potentially infectious materials.  Under circumstances in which differentiation between body fluid types is difficult or impossible, all body fluids shall be considered potentially infectious materials.  Except as indicated below, these methods of compliance are a responsibility of both the employee and supervisor.  Supervisors are encouraged to consider employee compliance with these requirements an important aspect of job performance.  Disciplinary action, up to and including discharge, may be appropriate for failure of the employee/supervisor to comply with the Health Center Policy and/or the OSHA Standard.  Such disciplinary action will be coordinated in advance with Human Resources.

 

 

    2.      Engineering and Work Practice Controls

 

a.                  Engineering and work practice controls shall be used to eliminate or minimize employee exposures. Where occupational exposure remains after institution of these controls, personal protective equipment shall also be used.

 

b.                  Engineering controls shall be examined and maintained or replaced on a regular schedule to ensure their effectiveness.

 

c.                  Supervisors shall verify that handwashing facilities are readily accessible to employees.

 

d.                  When provision of handwashing facilities is not feasible, the supervisor will verify that either an appropriate waterless hand sanitizer, antiseptic hand cleanser in conjunction with clean cloth/paper towels or antiseptic towelettes have been made available.  When antiseptic hand cleaners or towelettes are used, hands shall be washed with soap and running water as soon as feasible.

 

e.                  Supervisors shall ensure that employees wash their hands immediately or as soon as feasible after removal of gloves or other personal protective equipment.

 

f.                    Supervisors shall ensure that employees wash hands and any other skin with soap and water, or flush mucous membranes with water immediately or as soon as feasible following contact of such body areas with blood or other potentially infectious materials.

 

g.                 The use of “safe” syringes/ or needleless devices are strongly recommended.  Such devices have engineered safety mechanisms, such as self-sheathing needle, or are needleless. Contaminated needles and other contaminated sharps shall not be bent, recapped, or removed except as noted below.  Shearing or breaking of contaminated needles is prohibited.

 

(1)              Contaminated needles and other contaminated sharps shall not be recapped or removed unless it has been demonstrated to the supervisor that no alternative is feasible or that such action is required by a specific medical procedure and the supervisor has approved the procedure.

 

(2)               Such recapping or needle removal must be accomplished through the use of a mechanical device or a one-handed technique.

 

h.                  Immediately or as soon as possible after use, contaminated reusable sharps shall be placed in appropriate containers until properly reprocessed.  These containers will be ordered from the Warehouse and shall be:

 

(1)                Puncture resistant;

 

(2)                Labeled or color-coded in accordance with the Standard and the Health Center's Regulated Medical Waste Policy (biohazard symbol, name, address, location);

 

(3)                Leakproof on the sides and bottom; and

 

(4)                In accordance with the requirements set forth in paragraph 4b(5) below.

 

i.                     Eating, drinking, smoking, applying cosmetics or lip balm, and handling contact lenses are prohibited in work areas where there is a reasonable likelihood of occupational exposure.

 

j.                     Food and drink shall not be kept in refrigerators, freezers, shelves, cabinets or on countertops or benchtops where blood or other potentially infectious materials are present.

 

k.                    All procedures involving blood or other potentially infectious materials shall be performed in such a manner as to minimize splashing, spraying, spattering, and generation of droplets of these substances.

 

l.                     Mouth pipetting/suctioning of blood or other potentially infectious materials is prohibited.

 

m.                Specimens of blood or other potentially infectious materials shall be placed in a container which prevents leakage during collection, handling, processing, storage, transport, or shipping.

 

(1)              The Health Center's policy is that "universal precautions" will be used for all human specimens.  Thus, color-coding of such specimens remaining within the Health Center and recognizable as containing specimens do not have to be specially color coded/labeled.  Note:  When such containers leave the facility the full labeling/color-coding and packaging requirements of paragraph 5 apply.

 

(2)              The container for storage, transport, or shipping shall be closed prior to being stored, transported or shipped.

 

(3)              If outside contamination of the primary container occurs, the primary container shall be placed, using protective gloves, within a second container which prevents leakage during handling, processing, storage, transport, or shipping and is labeled or color-coded according to the requirements of this standard.

 

(4)              If the specimen could puncture the primary container, the primary container shall be placed within a secondary container which is puncture-resistant in addition to the above characteristics.

 

n.                  Equipment which may become contaminated with blood or other potentially infectious materials shall be examined prior to servicing or shipping and shall be decontaminated as necessary, unless the supervisor can demonstrate to Clinical Engineering, Infection Control or the Office of Research Safety, as applicable, that decontamination of such equipment or portions of such equipment is not feasible.

 

(1)                A readily observable label in accordance with paragraph 5 shall be attached to the equipment stating which portions remain contaminated.

 

(2)               The supervisor shall ensure that this information is conveyed to all affected employees, the servicing employees or representative, and/or the manufacturer, as appropriate, prior to handling, servicing, or shipping so that appropriate precautions will be taken.

 

 

 3.        Personal Protective Equipment

 

a.         Provision.  When there is occupational exposure or potential for occupational exposure the supervisor shall make sure that at no cost to the employee, appropriate personal protective equipment is available such as, but not limited to, gloves, gowns, laboratory coats, face shields or masks and eye protection, mouthpieces, resuscitation bags, pocket masks, or other ventilation devices.  Personal protective equipment will be considered "appropriate" only if it does not permit blood or other potentially infectious materials to pass through to or reach the employee's work clothes, street clothes, undergarments, skin, eyes, mouth, or other mucous membranes under normal conditions of use and for the duration of time which the protective equipment will be used.

 

b.         Use.  The supervisor shall ensure that the employees properly use appropriate personal protective equipment unless the supervisor shows that the employee temporarily and briefly declined to use personal protective equipment when, under rare and extraordinary circumstances, it was the employee's professional judgment that in the specific instance its use would have prevented the delivery of health care or public safety services or would have posed an increased hazard to the safety of the worker or co-worker.  When the employee makes this judgment, the employee will report it promptly to the supervisor.  The supervisor shall investigate the circumstances in order to document and then determine whether changes can be instituted to prevent such occurrences in the future.  A written copy of each such determination shall be provided by the supervisor to both the Department of Epidemiology and the Office of Research Safety.

 

c.         Accessibility.  The supervisor shall ensure that appropriate personal protective equipment in the appropriate sizes is readily accessible at the worksite or is issued to employees.  Hypoallergenic gloves, glove liners, powderless gloves, or other similar alternatives shall be readily accessible to those employees who are allergic to the gloves normally provided. 

 

d.         Cleaning, Laundering, and Disposal.  The supervisor shall make available services to clean, launder, and dispose of personal protective equipment required by this standard, at no cost to the employee and require that the employee use these services  Note: Uniforms, lab coats and other items of clothing provided and functioning as personal protective equipment under this Policy must be provided, cleaned, repaired or disposed of by the Health Center.  Home laundering is not allowable.  See paragraph 4d on laundering.  Disposal of such items will be in accordance with the Health Center's Medical Waste Policy.

 

e.         Repair and Replacement.  Employees will properly maintain, store and dispose of such equipment, as appropriate.  The supervisor shall repair or replace personal protective equipment as needed to maintain its effectiveness, at no cost to the employee.

 

f.          If a garment(s) is penetrated by blood or other potentially infectious materials, the garment(s) shall be removed by the employee immediately or as soon as feasible.

 

g.         All personal protective equipment shall be removed by the employee prior to leaving the work area.

 

h.         When personal protective equipment is removed it shall be placed by the employee in an appropriately designated area or container for storage, washing, decontamination or disposal.  The supervisor will designate such areas/containers.

 

i.          Gloves.  Gloves shall be worn when it can be reasonably anticipated that the employee may have hand contact with blood, other potentially infectious materials, mucous membranes, and non-intact skin; when performing vascular access procedures; and when handling or touching contaminated items or surfaces.

 

(1)        Disposable (single use) gloves such as surgical or examination gloves, shall be replaced as soon as practical when contaminated or as soon as feasible if they are torn, punctured, or when their ability to function as a barrier is compromised.

 

(2)        Disposable (single use) gloves shall "not" be washed or decontaminated for re-use.

 

(3)        Utility gloves may be decontaminated for re-use if the integrity of the glove is not compromised.  However, they must be discarded if they are cracked, peeling, torn, punctured, or exhibit other signs of deterioration or when their ability to function as a barrier is compromised.

 

j.          Masks, Eye Protection, and Face Shields.  Masks in combination with eye protection devices, such as goggles or glasses with solid side shields, or chin-length face shields, shall be worn whenever splashes, spray, spatter or droplets of blood or other potentially infectious materials may be generated and eye, nose, or mouth contamination can be reasonably anticipated.  Note:  Surgical masks provide no protection against chemical overexposure.  If chemical protection is needed, any respiratory protection for the chemical will be selected by the Office of Research Safety and utilized by the employee in accordance with the Health Center's Respirator Policy.

 

k.         Gowns, Aprons, and Other Protective Body Clothing.  Appropriate protective clothing such as, but not limited to, gowns, aprons or similar outer garments shall be worn in occupational exposure situations.  The type and characteristics will depend upon the task and degree of exposure anticipated.  Note:  The end point to be achieved is for the chosen personal protective equipment to adequately protect the employee's skin, clothing and mucous membranes against contact with blood or other potentially infectious materials under normal conditions of use and for the duration of time the protective equipment will be used.

 

l.          Surgical caps or hoods and/or shoe covers or boots shall be worn in instances when gross contamination can reasonably be anticipated (e.g., autopsies, orthopaedic surgery).

 

m.        White lab coats are considered professional attire.  If an individual uses a white lab coat for protection, it must be removed prior to leaving the immediate work area.  Whie lab coats used as personal protective equipment is not permitted in public areas such as the cafeteria, etc.

 

 

 4.        Housekeeping

 

a.         Written Schedule for Cleaning/Decontamination.  Department supervisors shall ensure that their work areas are maintained in a clean and sanitary condition.  The supervisor shall determine and implement an appropriate written schedule for cleaning and method of decontamination based upon the location within the facility, type of surface to be cleaned, type of soil present, and tasks or procedures being performed in the area.  The supervisor may use for the areas cleaned by Housekeeping, a copy of the cleaning schedule used by Facilities Management, provided the supervisor concurs that the schedule is adequate and provided that areas not covered by Facilities Management are covered by a local (department) schedule.

 

b.         Decontamination.  Supervisors will ensure that all equipment and environmental and working surfaces are cleaned and decontaminated after contact with blood or other potentially infectious materials.

 

(1)        Contaminated work surfaces shall be decontaminated with an appropriate disinfectant after completion of procedures; immediately or as soon as feasible when surfaces are overtly contaminated or after any spill of blood or other potentially infectious materials; and at the end of the work shift if the surface may have become contaminated since the last cleaning.  For laboratories, a freshly prepared solution of one part household bleach to ten parts of water or 70% alcohol are examples of suitable disinfectants.  In the Health System, the decontaminating agent should be one approved by the Department of Epidemiology.

 

(2)        Protective coverings, such as plastic wrap, aluminum foil, or imperviously-backed absorbent paper used to cover equipment and environmental surfaces, shall be removed and replaced as soon as feasible when they become overtly contaminated or at the end of the workshift if they may have become contaminated during the shift.  Such contaminated items shall be disposed of as Regulated Medical (Red Bag) Waste.

 

(3)        All bins, pails, cans, and similar receptacles intended for reuse which have a reasonable likelihood for becoming contaminated with blood or other potentially infectious materials shall be inspected and decontaminated on a regularly scheduled basis and cleaned and decontaminated immediately or as soon as feasible upon visible contamination.  In laboratories the examples of disinfectants given in 4(b)(1) apply.

 

(4)        Broken glassware which may be contaminated shall not be picked up directly with the hands.  It shall be cleaned up using mechanical means, such as a brush and dust pan, tongs, or forceps (with the hands further protected from direct contact by impervious gloves).

 

(5)        Reusable sharps that are contaminated with blood or other potentially infectious materials shall not be stored or processed in a manner that requires employees to reach by hand into the containers where these sharps have been placed.

 

c.         Regulated Medical Waste (Red Bag Waste).

 

(1)        General.

 

(a)        All activities will follow the Health Center's Regulated Medical Waste Policy.  This is necessary for compliance with environmental regulations.

 

(2)        Contaminated Sharps, Discarding and Containment.

 

(a)        Contaminated sharps shall be discarded immediately or as soon as feasible into the sharps containers obtained from the Warehouse that are: closable; puncture resistant; leakproof on sides and bottom; and labeled or color-coded in accordance with paragraph 5.  Note:  Needles in I.V. tubing are a medical waste that must go into the sharps container.

 

(b)        During use, containers for contaminated sharps shall be:  Easily accessible to personnel and located as close as is feasible to the immediate area where sharps are used or can be reasonably anticipated to be found (e.g., treatment rooms); maintained upright throughout use; and replaced routinely and changed frequently enough so that the container never becomes overfilled. 

(c)        When moving containers of contaminated sharps from the area of use, the containers shall be: carefully closed immediately prior to removal or replacement to prevent spillage or protrusion of contents during handling, storage, transport, or shipping; placed in a secondary container if leakage is possible.  The second container shall be: closable; constructed to contain all contents and prevent leakage during handling, storage, transport, or shipping; and labeled or color-coded according to paragraph 5.

 

(d)        Reusable containers shall not be opened, emptied, or cleaned manually or in any other manner which would expose employees to the risk of percutaneous injury.

 

(3)        Other Regulated Medical Waste (RMW) Containment.

 

(a)        Other regulated wastes which are not sharps shall be placed in the RMW containers which are provided by and collected by Facilities Management.  These are closable; constructed to contain all contents and prevent leakage of fluids during handling, storage, transport or shipping; labeled or color-coded in accordance with paragraph 5; and closed prior to removal to prevent spillage or protrusion of contents during handling, storage, transport, or shipping.  Closed sharps containers, not containing liquid, should also be placed in these RMW containers.

 

(b)        If outside contamination of the regulated waste container occurs, Facilities Management will be notified so that arrangements are made to have it placed in a second container (carefully and using gloves).  The second container shall be: closable; constructed to contain all contents and prevent leakage of fluids during handling, storage, transport or shipping; labeled or color-coded accordance with paragraph 5; and closed prior to removal to prevent spillage or protrusion of contents during handling, storage, transport, or shipping. 

 

(4)        Disposal of all regulated waste shall be by Facilities Management in accordance with existing Health Center Policy.  Off-site facilities will have their own disposal program in accordance with the Health Center's Regulated Medical Waste Policy.

 

d.         Laundry.

 

(1)        Contaminated laundry, for purposes of this Health Center Policy/Plan, is all laundry from patient care activities or laundry from other activities that has been soiled with blood or other potentially infectious materials or may contain such materials or contaminated sharps.  Such contaminated laundry shall be handled as little as possible and with a minimum of agitation.

 

(a)        Contaminated laundry shall be bagged or containerized at the location where it was used.  It shall not be sorted or rinsed in the location of use.

 

(b)        Whenever contaminated laundry is wet and presents a reasonable likelihood of soak-through of or leakage from the bag or container, the item shall be placed and transported in closed bags or containers which prevent soak-through and/or leakage of fluids to the exterior.  These bags/containers will be immediately placed in the general laundry bag.

 

(c)        All items in bagged laundry, from patient care and other activities, will be considered contaminated.  When direct contact with such contaminated items is possible, appropriate protective clothing will be worn to include, as a minimum, protective gloves.  Thus, since all bagged laundry items are considered contaminated as a matter of policy, the bags/containers do not require special "Universal Precautions" marking.

 

(d)        Supervisor shall ensure that their employees who have direct contact with contaminated laundry including all laundry items that have been bagged/containerized wear protective gloves and other appropriate personal protective equipment.

 

(e)        Purchasing/Warehouse will require the off-site facility receiving such bagged laundry to utilize Universal Precautions as required by the OSHA Standard when handling such items.  

 

(f)         Doctor coats, laboratory coats, etc., that become contaminated will be placed by the employee in a plastic bag prior to the item leaving the facility.  The contractor laundering such items will be required by Purchasing/Warehouse to follow Universal Precautions as required by OSHA when handling such contaminated items.  Note: Items such as physician coats, surgical scrubs are to be protected from the risk of liquid contact in the same manner as personal clothing (e.g., use of appropriate personal protective equipment over these garments are required).

 

 

 5.        Communication of Hazards to Employees

 

a.         Labels and Signs

 

(1)        Labels

 

(a)        Warning labels shall be affixed to containers of regulated medical waste, refrigerators and freezers containing blood or other potentially infectious material; and other containers used to store, transport or ship blood or other potentially infectious materials, except as provided in paragraph 5a(1)(e),(f) and (g). [Note:  Sharps containers provided by the Warehouse [may not be labeled. However, labels are provided and must be placed on the sharps container in a visible location.]  Regulated Medical Waste disposal containers provided by Facilities Management are pre-labeled.

 

(b)               Labels required by this section are available from the Warehouse and must include the following legend:

 

                                                                             

                                                                        BIOHAZARD

 

(c)        These labels shall be fluorescent orange or orange-red or predominantly so, with lettering or symbols in a contrasting color.

 

(d)        Labels required must be affixed as close as feasible to the container by string, wire, adhesive, or other method that prevents their loss or unintentional removal.

 

(e)        Red bags or red containers may be substituted for labels.

 

(f)         Unless specific infectious agent information is placed on the biohazard label, the label will be assumed by supervisors and employees to indicate human materials and that universal precautions must be followed.

 

(g)        Containers of blood, blood components, or blood products that are labeled as to their contents and have been released for transfusion or other clinical use are exempted from the labeling requirements of this paragraph.

 

(h)        Individual containers of blood or other potentially infectious materials that are placed in a labeled container during storage, transport, shipment or disposal are exempted from the labeling requirement.

 

(i)         Labels required for contaminated equipment shall be in accordance with this paragraph and shall also state which portions of the equipment that remain contaminated.

 

(j)         Labeled waste, even when decontaminated, will be disposed of as Regulated Medical Waste as required by the Health Center's Medical Waste Policy.

 

(2)        Signs

 

(a)        The supervisor shall post signs at the entrance to work areas specified in paragraph (e) (HIV and HBV Research Laboratory and Production Facilities) of the OSHA Standard, which shall bear the following legend and other information as required by the written safety protocol that shall be approved by the Institutional Biosafety Committee (The Office of Research Safety will provide the investigator, upon request, a source where the signs can be ordered.):

 

                                                                 

                                                                BIOHAZARD

 

                                                                                        (Name of the Infectious Agent)

                                                                            (Special requirements for entering the area)

                                         (Name, telephone number of the laboratory director or other responsible person.)

 

(b)        These signs shall be fluorescent orange-red or predominantly so, with lettering or symbols in a contrasting color.

 

b.         Information and Training

 

(1)        Activity heads and supervisors shall ensure that all their employees with occupational exposure complete initial and annual training as required by this Policy and the OSHA Standard.  This training is mandatory for every occupationally exposed employee and shall be provided at no cost to the employee during working hours.

 

(2)        Training shall be provided as follows:

 

(a)        At the time of initial assignment to tasks having the potential for bloodborne pathogen exposure (tasks with the potential for such exposure shall not be accomplished until such training has been completed) and;

 

(b)        Whenever new changes effect the employee’s occupational exposure and at least yearly.

 

(3)        Initial bloodborne pathogen training is provided as part of New Employee Orientation or by special arrangements with the Department of Epidemiology, Office of Research Safety or Organization and Staff Development.  Annual training for all employees shall be provided within one year of their previous comprehensive (initial) training.  Such annual training is offered through the Healthstream computer based training program or the Office of Research Safety Homepage. 

 

(4)        Supervisors shall provide additional training when changes such as modification of tasks or procedures or institution of new tasks or procedures affect their employee's occupational exposure.  For employees already current in their training, the additional training may be limited to addressing the new exposures created.

 

(5)        For the training, material appropriate in content and vocabulary to educational level, literacy, and language of employees shall be used.

 

(6)        The supervisor will, as a minimum, have the course content cover elements g(2)(vii) (A) through (N) of the OSHA Standard. 

 

(7)        For employees in HIV or HBV research laboratories and HIV or HBV production facilities the supervisor will have the initial training course also cover the additional training requirements as listed in g(2)(ix)(A) through (C) of the OSHA Standard, as applicable.  Note:  See also paragraph IV of the Policy that outlines responsibilities of Activity Heads and the Environmental Health and Safety Subcommittee.

 

(8)        Supervisors will have their occupationally exposed employees trained in accordance with one of the Health Center procedures described below.  These procedures are necessary for the Health Center to document compliance with the training requirements listed above.  Other training requirements of the OSHA Standard including paragraphs (g)(2)(vii)(N) {requirement for the opportunity of interactive questions with the trainer} and (g)(2)(viii) (knowledge of the trainer); and the "Recordkeeping Requirements for training in (h)(2) and (3), of the OSHA Standard.

 

(9)        All employees occupationally exposed.  The initial and annual training will be provided by completion of training sessions provided by:

 

Department of Epidemiology/Office of Research Safety/Organization and Staff Development Offered Sessions: - Normally, these sessions are offered every two weeks as part of New Employee Orientation.  In limited cases, by prior arrangement/agreement with the Department additional sessions may be provided.  The trainer for these sessions will provide the appropriate documentation of such training to the Research Safety Office who will maintain copies of the records for at least three years.  (See "Note" below).  Annual refresher training may also be accomplished using the computer based presentation .

 

Major Activity/Department Training - Employee Health Service, Department of Epidemiology, the Office of Research Safety and Organization and Staff Development recognize that the broad range of knowledge among Health Center employees requires that education and training be geared to differing levels of skill.  This is allowed by OSHA (see paragraph 5b(5) above).  A major activity, department, or division, may conduct their own training using the materials described in the "Note" below or by using their own training format provided clear documentation is provided to the Office of Research Safety on the proper forms and the Department maintains records showing full compliance including:

 

·                     every prescribed training requirement is appropriately covered;

 

·                     the program provides for questions and answers with the qualified trainer (physician, dentist, nurse, etc.);

 

·                     the trainer immediately completes and maintains the written training records required by the Standard {(h)(2)};

 

·                     upon completion of the training, the trainer provides the Office of Research Safety a list of attendees, containing their signature, printed name, job title, department, and telephone extension on the appropriate form;

 

·                     the supervisor or department of the employee maintains the originals of the training records required by paragraph (h)(2) of the OSHA Standard for at least three years in a manner so that they will be readily available.

 

Note:  To facilitate major activity/department conducted training as allowed above, training materials, copies of the available standard and written summaries of the video are available for loan from the Department of Epidemiology and the Office of Research Safety.  

                       

 6.        Hepatitis B Vaccination (HBV):

 

The supervisor’s determination that an employee is occupationally exposed to human blood and other potentially infectious determination results in the employee being offered the HBV vaccination by Employee Health Service (EHS) at no cost to the employee.  The immunization will be offered within ten work days and is normally provided for such new employees during their processing through EHS.  If declined, the employee must sign the OSHA mandated declination form.  

 

7.                Packaging and Shipping of Specimens:

 

Federal regulations provide specific packaging and shipping instructions for biomedical materials.  Such materials being shipped must be packaged in such a way that the contents will not leak and will arrive in good condition.  The package and shipping requirements are very specific and vary depending on whether the substance can be classified a diagnostic specimen or infectious substance.  In all cases, the primary sample container must be placed in a leakproof secondary container with enough absorbent material to contain all the liquid in the primary container.  These containers must be then placed in a sturdy shipping container.  Volume limits apply and in both cases labels, primary and secondary containers and shipping papers must meet prescribed standards.  Ice and dry ice shipments result in added requirements.  Activities/individuals shipping such materials routinely from the Health Center shall be trained so that they are familiar with the specific requirements and shall strictly conform with such label, packing and shipping requirements.  This training is provided by the Office of Research Safety.  Individuals requesting shipments of such materials to the Health Center should be aware of the specific requirement and instruct the sender to comply.  You are required to contact the Office of Research Safety, X2723 prior to shipping or ordering any biological material.

 

All imports and exports must comply with EPA’s Toxic Substance and Control Act.